The Office of Compliance Inspections and Examinations administers the SEC's nationwide examination and inspection program for registered self-regulatory organizations, NRSROs, broker-dealers, transfer agents, clearing agencies, investment companies, and investment advisers.
Responsibilities
This position is in the Event and Emerging Risk Examination Team (EERT) within the Office of Compliance Inspections and Examinations (OCIE), one selection can be made in New York, NY or Washington, DC.
Event and Emerging Risk Examination Team (EERT) is being formed to strategically and proactively engage with financial firms about their preparedness for specific threats and market events. The EEET will also be utilized to quickly mobilize and respond when critical situations materialize.
Event and Emerging Risk Examination Team (EERT) is being formed to strategically and proactively engage with financial firms about their preparedness for specific threats and market events. The EEET will also be utilized to quickly mobilize and respond when critical situations materialize.
05/12/2020 to 06/02/2020 $130,364 to $224,537
For more details and to apply online visit https://go.usa.gov/xvHVc